Tag Archive: IIROC

Wanted: MFDA and IIROC member assets

One of my clients is paying top dollar for the assets of MFDA and IIROC member firms.

Please contact me directly with referrals.

Successful sales will be rewarded with a generous contribution to your favorite charity.

Eric Grossman, CGA
Email: eric.grossman@grossmancga.com
Tel: 647.333.7229

LinkedIn profile: http://ca.linkedin.com/in/ericgrossmancga

Do your or a client need capital or debt?

See: Available: Funds

Join the LinkedIn Canadian Commercial Lenders Group,

the Canadian Securities Group,

or the Canadian Accountants Group!

IIROC Releases Guidance Allowing Dealers To Guarantee Trade Prices

On January 9, the Investment Industry Regulatory Organization of Canada (IIROC) published guidance regarding the procedures to be followed by a Participant (dealer) wishing to guarantee a trade price for a client order that outperforms a benchmark price.